by Ismail Amin | Mar 19, 2019 | Business Law
What is a Security? A security is an instrument for finance or investment that has monetary value. Traders sell or buy securities in financial markets. Securities can also take the form of corporate shares. These are stocks of a publicly traded corporation, bonds,...
by Ismail Amin | Mar 12, 2019 | Business Law, Litigation Matters
Securities Law Legislations Securities law has been regulated quite a bit with the Sarbanes-Oxley Act. This includes the underlying acts of the 1933 and 1934 older acts and FINRA. Then we can’t forget about the state Blue Sky Laws that govern securities...
