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Securities Law: A Fresh Look at the Power of Regulation

Securities Law: A Fresh Look at the Power of Regulation

by Ismail Amin | Mar 12, 2019 | Business Law, Litigation Matters

Securities Law Legislations Securities law has been regulated quite a bit with the Sarbanes-Oxley Act. This includes the underlying acts of the 1933 and 1934 older acts and FINRA. Then we can’t forget about the state Blue Sky Laws that govern securities...
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